New Jersey v. Hauptmann,
115 N.J.L. 412; 180 A. 809
(Court of Errors and Appeals, 1935).
PARKER, J. The plaintiff in error was indicted for murder
by the grand jury of Hunterdon county, was tried in that county and convicted
of murder in the first degree without recommendation of life imprisonment, and
brings this writ of error.
The victim of the alleged murder was Charles A.
Lindbergh, Jr., a child less than two years old on March 1st, 1932, the date
laid in the indictment. On that evening, according to the testimony, the child
was put to bed about eight o'clock, and was left asleep in the house of his
parents at East Amwell in the county of Hunterdon. About ten o'clock, when the
nurse returned to the room, the child was missing, and indications detailed in
the evidence pointed to a kidnapping. On the window sill was a letter testified
to be in the handwriting of the defendant, demanding $50,000 ransom and
signifying that later instructions as to method of payment would be
forthcoming. This led to negotiations, in the course of which a number of other
notes were received; and on the evening of April 2d, Dr. Condon, an agent of
Colonel Lindbergh the father, met a man, who, as the state claimed and he
testified was the defendant, at a cemetery in the Bronx, the money was paid in
bills capable of later identification, the parents having already received as
proof that the kidnapper had the child, a little sleeping suit which the child
had on at the time of the kidnapping, and which figured as an important piece
of evidence. The baby himself was never returned, and, as shown to the
satisfaction of the jury by the evidence, had long been dead. His mutilated and
decomposed body was accidentally discovered on May 12, in a shallow grave
several miles away in the adjoining county of Mercer. The state claimed, and
evidence supported the claim, that the autopsy disclosed the baby had suffered
three violent fractures of the skull and that death was instantaneous.
As the result of investigations continued over many
months, the detective and prosecuting authorities procured the arrest of the
defendant, a resident of the Bronx, on a charge of murder. He resisted
extradition, but was ultimately surrendered by the New York state authorities.
The present indictment was returned on October 8th, 1934, and the trial began
January 2d, 1935, and continued until February 13, 1935, on which day defendant
was found guilty as above stated, and sentenced to suffer the death penalty.
Argument on the writ of error was deferred until June 20th at the special
request of counsel for the plaintiff in error, and to afford them time to procure
the printing of the ten-volume state of the case. It is not necessary at this
point to go into an extended discussion of the evidence. Certain special
features of it will be considered in connection with the several points made
for reversal and particularly in connection with weight of evidence. It is
proper to note, however, as a matter of common knowledge, the existence of
great popular excitement before and throughout the trial, and of a crowded
court room at all stages of the case.
The case is brought up both on bill of exceptions, and on
a certificate of the entire record of proceedings at the trial pursuant to
section 136 of the Criminal Procedure act. Comp. Stat., p. 1863. The
assignments of error are arranged in Groups A to R, inclusive: the causes for
reversal under the additional statutory review run similarly from A to V. They
are not identical throughout. The fundamental inquiry, in the language of the
cited statute, is whether defendant on the trial "suffered manifest wrong
and injury, either in the admission or rejection of testimony * * * or in the
charge of the court, or in the denial of any matter by the court which was a
matter of discretion, * * * provided, no judgment * * * shall be reversed for
any * * * error except such as shall or may have prejudiced the defendant in
maintaining his defense upon the merits."
As to the corpus delicti, little or no question was
raised. The identity of the dead child was expressly admitted. The question
whether an indictment would lie in Hunterdon was vigorously argued. Apart from
this, the main contest was over the question whether defendant was the guilty
man, the state claiming that he was, and he claiming the contrary, that he was
never at the place of the crime, knew nothing about it, and had nothing to do
with it. Certain questions of law were argued below and again in this court.
The brief for plaintiff in error, which was followed at the argument, presented
the case under sixteen points, grouping assignments of error and causes for
reversal where they are cognate; and these points will be considered in the
order appearing on the brief.
Point I
is that "the summation of the attorney-general violated the legal and
constitutional rights of the defendant."
As may be surmised, the summation on both sides was
lengthy. That by Mr. Reilly, of the New York bar, for the defense, covers one
hundred pages of the printed case; that by the attorney-general, one hundred
and thirty-five pages. From this latter counsel for plaintiff in error have
extracted a number of passages, which, as they claim, amounted to illegal and
unconstitutional abuse of the rights and privileges of an arguing advocate and
charge error on the part of the trial judge in failing to intervene and
restrict the speaker to his legitimate line of argument. Some are expressive of
a belief in defendant's guilt on the part of prosecuting officers; some are
vituperative characterizations of defendant, given his guilt. One or more
intimate that the jury would be guilty of a crime in failing to convict. But we
find no legal error properly raised. Throughout the lengthy summation it was at
one juncture, and one only, that defense counsel interposed with an objection
that the state counsel was going outside the evidence. We shall return to this
presently. With that exception the four lawyers representing defendant and
employed by him, said nothing by way of protest.
The
pertinent rule in this state is well settled, and was enunciated in this court
by the late Chancellor Walker in State v. Terry, 91 N.J.L. 539, 543, where he
said:
The rule in this state, undoubtedly,
is, that where counsel in summing up to the jury, goes outside of the testimony
and makes appeals based upon facts which have not been proved, but rest upon
his unsupported assertions, the party injuriously affected must, in order to be
relieved, move the trial judge to order the remarks stricken out and to charge
the jury that they should be disregarded; an objection only to the illegal
remarks does not require the trial judge to strike them out of his own motion,
and unless counsel requests their elimination no ground for review is laid.
In State v. Barker, 68 N.J.L. 19, a Supreme Court case,
opinion by the late Chief Justice Gummere, it was held: "Where the
testimony, introduced at the trial of an indictment, clearly shows the guilt of
the accused, a statement made by the prosecutor of the pleas, in his summing up
to the jury, that 'a verdict of acquittal would be a miscarriage of justice,'
affords no ground of exception."
In State v. Lang, 75 N.J.L. 1 (at p. 7), the Supreme
Court held the prosecuting attorney, in view of the evidence, to be within his
privilege in describing the defendant, as "a monster in his passions,
licentious in his desires, beastly in his love, brutal when thwarted and
cowardly when caught." The case came to this court on writ of error (Id.,
p. 502), and the judgment was affirmed for the reasons stated in the Supreme
Court opinion (see page 513) except on the point of a challenge to the jury. On
that point alone it was carried to the Supreme Court of the United States and
again affirmed. 209 U.S. 467; 52 L. Ed. 894. The abstract of counsel's brief
shows that no other point was even suggested.
In State
v. Biango, 79 N.J.L. 523, this court held that improper remarks by prosecutor
in the absence of timely objection and request for action by the court, are no
basis for reversal either on strict writ of error or under section 136, supra.
In State v. McCormack, 93 N.J.L. 287, the prosecutor, in
summing up, said: "Would I, district attorney, having delved in this case
for months, urge this prosecution if I did not believe what the prosecutrix said
was true?" The Supreme Court said this was improper; but pointed out that
when defendant's counsel objected and asked that the remarks be withdrawn, the
prosecutor at once withdrew them and asked that they be disregarded. This was
in accord with the practice outlined in State v. Terry. The McCormack case came
to this court and the judgment was affirmed on the opinion of the Supreme
Court. 94 Id. 262.
In State
v. Corson, 108 N.J.L. 12, the prosecutor during his summation made a
prejudicial remark not justified by the proofs. Counsel for defendant asked the
court to withdraw a juror and award a mistrial; but the Supreme Court pointed
out the rule in State v. Terry, and said that in such a case the party
injuriously affected must, in order to be relieved, move the court to order the
remarks stricken out and to charge the jury that they should be disregarded;
and, this course not having been taken, no reversal could be had. The judgment
was affirmed in this court (109 Id. 144), on the opinion of the Supreme Court
except as to one point not here relevant.
The very recent case of Berger v. United States, 295 U.S.
78; 79 L. Ed. 667; 55 Sup. Ct. 629, is relied on for reversal on this phase of
the present case. But as we read the opinion, the reversal is predicated on
grossly improper conduct by the district attorney plus a weak case on the
evidence, which latter is far from being the situation here. It may be well
further to note that the leading counsel for the defense in the instant case,
who summed up to the jury, anticipated the attorney-general when he remarked at
the outset that "this is the crime of the century and it is the worst
crime and the lowest type of crime ever committed, to my knowledge, according
to any of the books I have ever read;" and as he was closing: "I have
tried to be honest * * * I believe this man is absolutely innocent of
murder." We are far from setting the seal of approval on any statement of
the personal beliefs of counsel on either side as to the fact of guilt or
innocence. But it is unnecessary to discuss the matter in detail, as we deem
the rule in State v. Terry applicable, and that this case shows no such
elements of factual weakness as the Berger case. Other pertinent decisions are
State v. Lockman, 83 N.J.L. 168, and State v. Parker, Ibid. 172, 176.
At one
point in the state summation there was an interruption and an objection, as
already noted.
A
witness named Sisk, sworn for the state, was under cross-examination, and
testified as follows:
Q. Now, isn't it a fact that after talking to Dr. Condon
you had Dr. Condon imitate the voice
of John at the cemetery and that
imitation recorded on Victrola records?
A. Why, we
Q. Did you or not?
A. Yes, sir, we did.
Q. Where are those Victrola records?
A. Well, there was only one record,
and I believe that is in Washington.
Q. May we obtain it?
A. Yes, I suppose so.
Q. Can you get it?
A. It will take a couple of
days."
Mr. Reilly, alluding to this in his summing up, said:
"I challenged them -- I produced evidence that Condon repeated as best he
could the voice he heard and it was made on a Victrola record and I challenged
them to produce it and they admitted they had it and they don't bring it in
here and they don't bring in the footprint. Now why? Because the footprint does
not fit the defendant's, even the imitation of it. And then they talk about
justice! Justice! Hang this man and cover up our sins."
The attorney-general in his reply said: "Then,
counsel wants to know where is the phonograph record? Did you hear him ask Mr.
Sisk, of the department of justice, if there was such a record, and did he have
it, and would he produce it? Why, sure, that phonographic
record has been alive and awake waiting for him to call for it, to put his
voice in for you.
"I
would have loved if you had heard the story all over again, Condon telling
about this conversation, 'will I burn if the baby is dead? Are you German,
John? No, I am Scandinavian. Have you got the money? No, I haven't got the
money. Doesn't Colonel Lindbergh think we are the right party?'"
Mr.
Reilly objected that this was "something which he assumes would be in the
record, if it was called for * * *." The attorney-general explained that
he was talking about Dr. Condon's testimony. Mr. Reilly admitted to the court
that he had asked one of the witnesses about the record, and "would he
bring it." The court ruled that the attorney-general had not gone outside
the evidence, and the defense excepted.
But
quite plainly, what the attorney-general was quoting was from the testimony of
Condon, not from a phonograph record. The substance of what he quoted will be
found in that testimony. The obvious construction to be placed upon the remarks
of the attorney-general was that the defense were afraid to call for and
produce the phonograph record because they felt that if produced and played
before the jury it would be found to repeat what Dr. Condon had testified to in
regard to his interview with the defendant at the cemetery. The question
whether the record could have been made admissible as evidence (see State v.
Simon, 113 N.J.L. 521; 115 Id. 207) did not come up for consideration. We agree
with the trial judge that counsel was within his rights in challenging the
failure of the defense to call for the record as due to fear of what it might
and probably would show.
In connection with Point I, and under a heading of I-A,
it is argued that the attorney-general argued with, and bullied the defendant
and other witnesses on cross-examination. So far as the defendant himself is
concerned, a rigid cross-examination was fully warranted. The state's direct
case against him was strong, and as already noted, the main defense was denial
of any participation in the crime, or presence at the scene. Defendant had
admitted false statements in the New York proceedings; he assumed an evasive
attitude on cross-examination; he admitted a series of crimes, convictions and
criminal escapes in Germany, two unsuccessful attempts, and a third successful
attempt to make unlawful entry into this country. We can find no objection by
his learned and astute counsel, except at one point, where one of his counsel
intervened, saying, "well, I think this has gone just about far
enough." The question just asked and not answered was withdrawn, and a
short colloquy ensued, in the course of which counsel said: "It seems to
me it is about time we protested against it. It has been going on for quite a
while." The court: "Whenever you have any occasion to protest, you
make your protest to the court while the thing is going on, and the court will
deal with it; it always has and will continue to do so." The
cross-examination proceeded without further objection for fifteen pages of the
printed book; a question was then objected to and overruled unanswered, the
judge saying, "yes, that is objectionable. I sustain the
objection."
The cross-examination then proceeded without substantial interruption for over
one hundred pages more. Our conclusion on this point is that it is without
merit.
Point II
is that "there was a material variance in the theory of the state and the
proofs." This grows out of the fact that the attorney-general in opening
the case, and the prosecutor of the pleas in his opening argument at the end of
the proofs, relied upon the theory that the death of the child occurred when he
was being taken out of the nursery down the ladder, which broke and he was
precipitated to the ground; while the attorney-general argued in his closing
summation that the child was beaten into insensibility in the nursery; and that
perhaps the child was dead or insensible when removed from the house. But this
latter was not the theory on which the case was submitted to the jury. And the
substantial claim throughout was that the defendant feloniously opened the
window, seized the child and its clothing, and attempted to escape through the
window again, and that the injuries that caused the child's death were
inflicted during the perpetration of that felonious and unlawful act. The
variance, if such there was, made, and could have made no difference in the
defense, which was that the defendant was not there. Moreover, there was
apparently no objection made, no exception taken, no request for an opportunity
to reply to the argument freshly presented, no request for a jury charge based
thereon. It is urged that the court should have charged, as requested, that
there was no evidence of a willful, deliberate and premeditated murder by the
defendant. Again, the case was not submitted to the jury by the court on any
such theory. It was submitted on one theory, and one alone, viz., of homicide
in the perpetration of a burglary. No such situation existed as that in State
v. Jones, 115 N.J. Law, 257, where at the last moment the theory of the
prosecution shifted from robbery to burglary.
We find
no error here.
Point
III is stated in the brief as follows:
Public policy is the policy of the law expressed in and
derived from the constitution, laws and judicial decisions.
This heading, of course, states nothing which is
challenged as error; but the brief goes on to argue "that a reading of the
specifications referring to the summation and a perusal of the summation itself
should lead this court to the conclusion that there was a violation of a legal
rule founded upon public policy, which rule, it is contended, requires that the
prosecuting attorney must conduct the trial in accordance with and confine his
summation within the rules of law and that it further becomes the duty of the
court to see that this ancient rule be followed. It would seem to be a weak
answer to say that the defendant's counsel should have objected at every
opportunity. Many reasons may be advanced why counsel for the defendant in this
or any given case might not interpose objection. Nevertheless, trials are not
entirely battles of wits and prosecuting attorneys and presiding judges are
under a duty to every defendant to observe fundamental rules of law." The
brief continues:
It is also contended that the
material variance between the openings, proofs, and summation, relating to the
change as to the instrumentality causing death and the place where the death
occurred, involving as it did a new theory of willful, deliberate and
premeditated killing, resulted in a violation of a question of public policy;
for it is a principle well grounded in the law that a defendant should be
fairly apprised of the nature and cause of the accusation against him.
These two matters have just been fully treated with the
result that we find no error.
However, while specifically admitting that there was only
one objection and exception by defendant to the summation, and no exception
taken specifically to the alleged variance, nevertheless counsel brought it to
the attention of the court, and particularly excepted to that portion of the
charge which permitted the jury to find as a matter of fact that the skull
fracture was inflicted while the child was being carried down the ladder, and
when the ladder broke. Counsel challenged this as not justified by the evidence
and as being contrary to the state's theory that the fatal blow was struck
while the child was still in the nursery. All this has been already gone over
and needs no further comment, except in reply to the reliance of the plaintiff
in error on the opinion in this court in State v. O'Leary, 110 N.J.L. 36, where
we held that in that case the absence of an exception would not bar a reversal,
and placed this on grounds of public policy. However, a glance at that case
will show a fundamentally different situation, in that the trial court in the
conduct of a murder case disregarded one of the most fundamental rules of the
court procedure in such cases, viz., that the jury should be sequestered during
the trial; and in fact permitted the members of the jury to disperse to their
homes. This was indeed a case of public policy, but does not require the
extension of the rule to what may be described as ordinary trial error.
We deem Point III therefore to be without substance.
Point IV
is a challenge in another form to the summing up by the attorney-general and
reads as follows:
The defendant's constitutional rights under the
fourteenth amendment of the constitution of the United States were contravened
by the summation and material variance of theory.
This is
said to be in violation of the fourteenth amendment. Without repeating here
what has already been said under the first point, we conclude that there was no
such infringement of the federal constitution.
Point V is headed "The venue was improperly laid in
Hunterdon county instead of Mercer county." What is meant is that the indictment,
if any, should have been found in Mercer county and tried there. It will be
remembered that the child when stolen was in
Hunterdon, and that the body was found in Mercer. Counsel
of course recognized the provisions of section 59 of our "Criminal
Procedure act" (Comp. Stat., p. 1839) that where there is a felonious
striking in one county, and death therefrom occurs in another county, the
indictment may be found in either. Parallel with this is section 60, covering
cases where the felonious striking is without the state, and death in the
state. The case of State v. James, 96 N.J.L. 132, was a case covered by section
59; under section 60 we have the recent cases of State v. Lang, 108 Id. 98, and
State v. Frazer, in the same volume at page 504. The gist of the argument, both
orally and in the brief, was and is that there was no evidence to justify the
jury in a finding that there was any felonious striking in Hunterdon county.
The court charged that "the fact that the child's body was found in Mercer
county raises a presumption that the death occurred there; but that, of course,
is a rebuttable presumption and may be overcome by circumstantial
evidence." Clearly the jury were entitled in view of the evidence to find
that some sort of battery was committed in Hunterdon when the child was taken
from its bed; and from that evidence might also find that the blows on the
head, causing death, were inflicted in Hunterdon. It was not necessary to show
death in Hunterdon; proof of a felonious striking in that county, causing death
wherever that occurred, was sufficient; and we consider that of such striking
there was sufficient proof, even though of a circumstantial character.
Point VI
is stated thus: "There was no proof of the common law crime of burglary,
and the court erroneously charged the statutory crime."
This, it
will be observed, contains two propositions. Both are incorrect. There was
proof of common law burglary; and the court did not charge what the brief calls
"the statutory crime," i.e., section 131 of our Crimes act. Comp.
Stat., p. 1787.
As to the first: a burglar, says Blackstone (4 Blk. 229)
following Coke, is "he that by night breaketh and entereth into a mansion
house, with intent to commit a felony." In 1 Russ. Crimes *785, burglary
is defined as "a breaking and entering the mansion house of another in the
night, with intent to commit some felony within the same, whether such
felonious intent be executed or not." In State v. Wilson, 1 N.J.L. (Coxe)
439, Chief Justice Kinsey, charging a jury, defined burglary as "the
breaking and entering in the mansion house of another, with the intent to
commit some felony therein, and that in the night time."
There was proof to meet all these conditions -- a
breaking and entering, and into a mansion house; in the night time; and with
intent to commit a felony. Only the last merits any particular discussion. The
intent is to be gathered from what was done, viz., the stealing of the child
and its clothing, as charged by the trial judge. Kidnapping was no felony at common
law; but larceny was a felony, whether grand or petit. 4 Blk. 94, 229 et seq;
Gardner v. State, 55 N.J.L. 17, 652. It is suggested that there was no proof of
value of the clothing, and hence that proof of larceny was incomplete; but we
see no merit in this. The matter of value was material in trying an indictment
for larceny (and perhaps also in framing such indictment) because of the
greater punishment in cases of grand larceny; but as Blackstone says, ubi supra, grand and
petit larceny are "offenses which are considerably distinguished in their
punishment, but not otherwise," and in treating of burglary the
distinction is not even alluded to.
As to the first proposition of Point VI, therefore, we
think it clear that there was suitable proof of the common law crime of
burglary. Then as to the second proposition we are equally clear that the court
did not "erroneously charge the statutory crime." By this phrase
counsel mean the offense or offenses denounced by section 131 of the Crimes
act, which reads as follows (Comp. Stat., p. 1787):
Any person who shall, by night,
willfully or maliciously, break and enter any church, meetinghouse,
dwelling-house, shop, warehouse, mill, barn, stable, outhouse, railway-car,
canal-boat, ship or vessel, or other building whatever, with intent to kill,
rob, steal, commit rape, mayhem or battery, and his counselors, procurers,
aiders and abettors, shall be guilty of a high misdemeanor.
When this language is examined, it will be found that
while the word "burglary" is not used, the common law offense of
burglary is fully included, and thereby made a high misdemeanor, together with
other offenses not amounting to common law burglary, either because committed
in other buildings, or with intent to commit some offense not amounting to a
felony, particularly a battery. But the elements of common law burglary are all
mentioned; viz., the breaking and entering by night a dwelling house with
intent to steal. The trial judge, mentioning the statute, it is true, and
quoting section 131 in part, proceeded to instruct the jury as follows:
"If, therefore, the defendant by night willfully and maliciously broke and
entered the Lindbergh dwelling house with intent to steal the child and its
clothing and to commit a battery on the child, he committed a burglary; and if
the murder was committed in perpetrating a burglary, it is murder in the first
degree." Conceding for present purposes the claim of counsel for plaintiff
in error that by "burglary" as mentioned in sections 106 and 107, the
legislature intended burglary at common law, the quoted instruction was, if
anything, too favorable to the defendant, for it postulated an intent not
merely to steal the child's clothing, which would have sufficed, but as well an
intent to steal the child and to commit a battery. These, we would point out,
were joined not in the alternative but in the conjunctive. To constitute
burglary, in the language of the instruction, all three must be included in the
intent. Hence the error, if any, was prejudicial to the state rather than to
the defendant. We have just said that for present purposes the construction put
by defendant's counsel on the word "burglary" in sections 106 and
107, may be conceded; but the question was alluded to in State v. Jones, 115
N.J.L. 257 (at pp. 263, 264), and there passed; and it is needless to consider
it now, for reasons just given.
Point
VII is that "there was no evidence of intent to steal, and the court
erroneously charged the jury" (on that point).
The evidence tended to show that the child when stolen,
wore the sleeping garment; that there was no such garment on the body when it
was found; that defendant had this garment in his possession; that he so told
Dr. Condon at the outset of negotiations for ransom, and agreed to send it to
him as evidence that Condon was dealing with "the right party;" that
he wrote Condon, saying that the ransom would be $70,000 and that
("we") would send the sleeping suit though it would cost three
dollars to obtain another one; that the ransom must be paid before seeing the
baby, and eight hours after payment Condon would be notified where to find the
baby. The sleeping suit came by mail, and then Condon put a reply advertisement
in a New York paper, accepting the proposition conditionally.
The claim now made is that in view of the surrender of
the sleeping suit, there was no larceny; relying on the rule declared in such
cases as State v. South, 28 N.J.L. 28, that an intent to deprive the owner
permanently of his property must be an element in the taking of that property.
So in a class of cases which may be loosely described as borrowing without
leave and with intent to return after temporary use, the courts seem to hold
that larceny is not committed. In the South case the court reversed for an
instruction to the jury that it was larceny notwithstanding an intent to return
after temporary use. A similar case is State v. Bullitt, 64 Id. 379. In State
v. Davis, 38 Id. 176, it was held that abandonment of the "borrowed"
property [a horse and wagon] justified an inference of an intent to deprive the
owner permanently of his property. But the intent to return should be
unconditional; and where there is an element of coercion, or of reward, as a
condition of return, larceny is inferable. 36 C.J. 769, §§ 120, 122. Mr. Bishop
adds, "and perhaps it should be added, for the sake of some advantage to
the trespasser -- a question on which the decisions are not harmonious." 2
Bish. New Crim. L., § 758, especially note 22 Id., §§ 841 a, 842. At section
843 he says: "But the true view, where the rule of lucri causa is concerned,
is simply that he should mean some advantage to himself, in distinction from
mischief to another." In Com. v. Mason, 105 Mass. 163, it was held larceny
to take a horse found astray on the taker's land, and conceal it either to get
a reward when advertised, or induce the owner to sell it "astray." In
the present case the evidence pointed to use of the sleeping suit to further
the purposes of defendant and assist him in extorting many thousand dollars
from the rightful owner. True, it was surrendered without payment; but on the
other hand, it was an initial and probably essential step in the intended
extortion of money, and it seems preposterous to suppose that it would ever
have been surrendered except as a result of the first conversation between
Condon and the holder of the suit, and as a guarantee that there was no mistake
as to the "right party." It was well within the province of the jury
to infer that if Condon had refused to go on with the preliminaries, the
sleeping suit would never have been delivered. In that situation, the larceny
was established.
Point VIII is that "the burglary, if any, was
complete in Hunterdon county and separable from the murder presumed to have
been committed in Mercer county." The gist of this is that the burglary,
if any, was complete before any homicide was committed. That would be largely a
question of fact in any event; but in dealing with it, the rule applicable is not that of the New York cases cited in the
brief, but of our New Jersey courts, laid down in such cases as State v.
Carlino, 98 N.J.L. 48; State v. Turco, 99 Id. 96, cited by plaintiff in error,
and State v. Gimbel, 107 Id. 235. To these may be added State v. Mule, 114 Id.
384, in which the New York case of People v. Giro, 197 N.Y. 152; 90 N.E. Rep.
432, is cited with approval. As to the argument that the crime of burglary is
complete when there is a nocturnal breaking and entering with intent, that is
doubtless true for the purposes of a conviction of burglary; but we think it
not applicable to a homicide in the commission of a burglary. It would be
strange indeed if this court were to hold, in a case where a burglar has made
his entry, is packing up his loot, is challenged by the master of the house and
shoots and kills him, that the statutory first degree rule does not apply
because the "burglary" is complete. As to this, the New York Court of
Appeals said in Dolan v. People, 64 N.Y. 485 (at p. 497), "if a burglar
break into a dwelling house burglariously, with the intent to steal, the
offense is doubtless complete before he leaves the building, but he may be said
to be engaged in the commission of the crime until he leaves the building with
his plunder; and if while there engaged in securing his plunder, or in any of
the acts immediately connected with the crime, he kills any one resisting him,
he is guilty of murder under the statute." The rule stated in the text of
29 C.J. 1107, and which for present purposes we approve, goes somewhat farther,
saying: "a murder may be committed in the perpetration of a felony,
although it does not take place until after the felony itself has been
technically completed, if the homicide is committed within the res gestae of the
felony." This seems to be the rule applied, if not stated in this
language, in our cases above cited, and indeed conceded by counsel for
defendant in moving for a directed acquittal when the state's evidence was in.
The concession was limited to a situation involving grand larceny at common
law, but we have already dealt with that matter. Applying it to the case at
bar, we think that the jury were clearly entitled to find that the child was
killed while the "burglar" was still on the Lindbergh premises; and,
if so, the homicide would be murder in the first degree under section 106 and
107, supra.
Point IX is a further discussion of the case of State v.
Jones, 115 N.J.L. 257, already mentioned. We have already said, and repeat,
that the alternative theory of homicide suggested in the summing up by the
attorney-general was not adopted by the court, nor submitted to the jury.
Consequently this point is without substance.
Point X
is argued at considerable length, the discussion taking up some twenty pages of
the printed brief. The heading of this point reads as follows:
The court by its
charge impaired a free verdict and impressed upon the jury his conclusions as
to the evidence and imposed upon the defendant an unauthorized rule as to
reasonable doubt.
Again
the point consists of two legally distinct propositions: The first is the
alleged erroneous comment on the testimony; and the second the alleged
misstatement of the reasonable doubt rule.
Taking
up the first: The discussion relates more particularly to the judicial comment
on the Condon testimony, the circumstantial evidence, the note said to have
been found on the window sill, the material of which the ladder was
constructed, the ransom money and the story about Fisch, the testimony relating
to the thumb guard, the evidence of alibi, and the testimony of the old witness
named Hochmuth. Counsel sum up the criticism on the first branch of Point X by
saying:
These remarks and charge of the court
on the question of the circumstantial evidence controvert and upset every legal
postulate hitherto embedded in our system of criminal jurisprudence.
The brief under this point ignores one of the most
thoroughly settled rules in our New Jersey criminal jurisprudence. That rule is
that "it is always the right and often the duty of a trial judge to
comment on the evidence, and give the jury his impressions of its weight and
value, and such comment is not assignable for error so long as the ultimate
decision on disputed facts is plainly left to the jury." State v. Overton,
85 N.J.L. 287. The writer of the brief appears to take the stand that
was taken by counsel for the plaintiff in error in the Overton case, viz., that
"a trial judge should not intimate any opinion upon the facts."
In a still later case of State v. Corrado, 113 N.J.L. 53
(at p. 59), the opinion speaks of "certain comments of the trial judge on
the evidence, interrogative and argumentative in character, as calculated to
influence the jury unfavorably to the defendant. These comments were in no way
erroneous. The right of the trial judge to give the jury the benefit of his
individual view of the evidence, so long as he is careful to avoid controlling
them by a binding instruction, is settled in the state beyond
peradventure." The rule has obtained in full force for many years.
In
Donnelly v. State, 26 N.J.L. 463 (affirmed at p. 601), two assignments of error
alleging that the court by its charge invaded the province of the jury by
arguing the facts of the case, and also that the court in said charge did give
a partial view of the evidence against the prisoner, and omitted the
circumstances in his favor, were held not to constitute a legal ground of
error, or of a bill of exceptions.
In Bruch
v. Carter, 32 N.J.L. 554, a civil case, this court held (at p. 565), that
"a judge has an undoubted right to make such comments upon the testimony
as he thinks necessary or proper for the direction of the jury." There are
further remarks on the point unnecessary to reproduce here, but all of the same
purport.
In Castner v. Sliker, 33 N.J.L. 507, also in this court,
the then Chancellor Zabriskie, in commenting on certain rather strong language
in the charge which is quoted at page 511, pointed out that the ultimate
finding of facts was left with the jury, and concluded: "It is the right
and duty of a judge to comment upon the evidence, and in cases where he thinks
it required for the promotion of justice, to give his views upon the weight of
it, provided he leaves it to them to decide, upon their own views of it. This
is too well settled by repeated decisions, to be now called in question."
In the
case of Smith and Bennett v. State, 41 N.J.L. 370, the comments of the trial
judge were held erroneous on the specific ground (page 381) that there was no
foundation whatever in the testimony for a certain stated assumption of facts;
but on page 385 the late Chief Justice Beasley said: "It has already been
said that it is competent for the judge presiding at a criminal trial to lay
before the jury for their consideration his own views and inferences from the
proofs, and that such expressions, no matter how ill advised or erroneous, can
be reviewed on a motion for a new trial, but not on a writ of error; but the
defect in this case is that a story is imputed to this defendant, and put in
her lips, which she never uttered, and thus a fact, of the utmost importance,
is, by unguarded expressions, imported into the testimony, and the introduction
among the proofs of such foreign admixture must of necessity be held to
constitute error in law."
Some
later cases are Engle v. State, 50 N.J.L. 272; State v. Simon, 71 Id. 142,
where the comments of the judge were conspicuously argumentative in character;
and State v. Hummer, 73 Id. 714, where at page 719 the late Justice Garrison
quoted from the opinion by Chancellor Zabriskie in Castner v. Sliker, supra,
and added: "The notion that it is any part of our judicial system that the
jury, whether in civil or criminal cases, must be kept in ignorance of the
impression made by the testimony upon the mind of the trial judge, is
absolutely devoid of foundation. What our judicial system does require is not
that jurors should be kept in ignorance of the impression made by the testimony
upon the mind of the judge, but that they should be informed that it is their
right and duty to decide for themselves all disputed questions of fact
according as the weight of the testimony appeals to them" (citing several
of the above cases), and continuing:
In view of these expositions of the
law, it must be obvious that legal error cannot be based upon the comments in
question, and that even under the broader scope of the proceedings before us
they cannot be deemed to be an abuse of judicial discretion for which a
reversal can be had.
The same
ruling was made in the Supreme Court in State v. Warady, 77 N.J.L. 348,
affirmed here on this point on the opinion of that court in 78 Id. 687.
A number
of other cases are cited in the brief for the state, but we deem it unnecessary
to multiply authorities on a point so conclusively settled. A careful
examination of the charge will show that this rule was never transgressed by
the trial judge. The whole charge shows signs of having been prepared with
great care and without waste of words. It pointed out, and properly, features
of the evidence which by the court were deemed important for their
consideration in getting at the facts. He indicated in some cases his
individual view, but in no case was that view so placed before the jury as to
require them to consider themselves controlled by it. On the contrary, the
court was careful at all times to reserve to them the ultimate decision on
matters of fact.
The second branch of Point X we deem equally without
merit. Two paragraphs in the charge are quoted in the brief. On the question of
circumstantial evidence the writer of the brief insists "that the
criterion of the proof engendered by circumstantial evidence violates the
fundamental law of this state and upsets each legal postulate hitherto imbedded
in our system of criminal jurisprudence. It is destructive of the definition of
reasonable doubt and it imposed upon the defendant the burden of practically
establishing his innocence to the satisfaction of the jury."
All that
we can say in reply to this is that the criticism appears to be utterly and
absolutely unwarranted; and that the omission of the connected passages of the
charge on the subject of circumstantial evidence and of reasonable doubt has
caused some confusion which will readily be cleared up by reading this portion
of the charge as a whole. It seems unnecessary to say anything further on this
point.
Point XI
is based upon language of the charge on the subject of expert evidence
respecting the handwriting of letters claimed to have been written by
defendant. The language of the charge is as follows:
A very important question in the case
is, did the defendant, Hauptmann, write the original ransom note found on the
window sill, and the other ransom notes which followed? Numerous experts in
handwriting have testified, after exhaustive examination of the ransom letters,
and comparison with genuine writings of the defendant, that the defendant,
Hauptmann, wrote every one of the ransom notes, and Mr. Osborne, Senior, said
that that conclusion was irresistible, unanswerable and overwhelming. On the
other hand, the defendant denies that he wrote them, and a handwriting expert,
called by him, so testified. And so the fact becomes one for your
determination. The weight of the evidence to prove the genuineness of
handwriting is wholly for the jury." The sentence beginning "numerous
experts" and ending with "overwhelming" is selected for specific
attack, which seems to consist of the proposition that the court "unduly
and erroneously emphasized the value and effect of handwriting testimony by
referring to and quoting from the testimony of the elder Mr. Osborn" (here
follows the sentence in question). We fail to see in this anything but
legitimate comment. Further, under the same point, the refusal to charge
requests Nos. 1, 2 and 3 is urged for error. They are as follows:
1. All doubts
respecting the competency of the opinion of experts in handwriting, based upon
mere comparison, as evidence, have been removed by the statute. (Rev. 381, §
19): but it must be esteemed proof of low degree. Very learned judges have
characterized it as much too uncertain, even when only slightly opposed, to be
the foundation of a judicial decision. Gurney v. Langlands, 5 Barn. & Ald.
185; Doe v. Suckermore, 5 Ad. & El. 751; 1 Greenl. Ev., § 80, note (2);
Stark. Ev. 173, note (e). 30 Equity 201. Mutual Benefit Life Insurance Co. v.
Brown.
2.
It has been said by an eminent law
writer with respect to the evidence of handwriting experts that this kind of
evidence is most unsatisfactory, very inconclusive, most unreliable and of the
lowest probative force. Moore on Facts, § 615.
3.
A jury is not bound to accept the
opinion of an expert as to disputed handwriting, even when uncontradicted. It
should consider it as an argument rather than as proof, and to make allowances
for all the disturbing influences by which the judgment of the expert may be
moved. 1 Whart. Ev., § 722.
These
are copied verbatim in order to make it plain that Nos. 2 and 3 are extracted
from legal text books, and No. 1 from an opinion by the late Vice-Chancellor
Van Fleet in 1878.
The refusal of No. 2 is clearly supportable on the ground
that it does not pretend to be a direct proposition of law, but merely a
quotation from a text writer. No. 3 we think was adequately covered, if
correct, by the broad instruction leaving the weight of evidence on handwriting
to the jury. Request No. 1 is taken, as we have said, from the case of Mutual
Benefit Life Insurance Co. v. Brown, 30 N.J. Eq. 201. As to this, it should be
noted in the first place that the case came to this court (32 Id. 809) which
did not adopt the language of the vice-chancellor, but went no farther than to
say (page 812), "the opinions of experts, however skillful they may be,
are weaker in degree of certainty than the direct evidence of the subscribing
witness, who has sworn to the genuineness of both signatures, when he proved
the execution. There is nothing in the evidence to show that he had any
interest or motive to swear falsely, or to impugn his veracity." This is
very far from saying that the expert evidence is, generally and without
qualification, "proof of low degree." In this case, as the trial
judge pointed out, numerous experts in handwriting had testified that the
defendant wrote every one of the ransom notes, and only one for the defendant
denied this. The history of the legitimizing of this class of evidence, i.e.,
comparison of handwriting, is most interesting, but cannot be considered in
extenso here. See Wigm. Ev., §§ 1991 et seq. But it may well be noted, that its
legal status was at least very doubtful until it was authorized by statute; in
England in 1854, and in this state for the first time, apparently, in the
Revision of 1874. See Rev. 1877, p. 381, § 19; Comp. Stat., p. 2226, § 20. In
Gordon's Case, 50 N.J. Eq. 397, Chancellor McGill, sitting as Ordinary, said
(at p. 422): "Handwriting is an art concerning which correctness of
opinion is susceptible of demonstration, and I am fully convinced that the
value of the opinion of every handwriting expert as evidence must depend upon
the clearness with which the expert demonstrates its correctness. * * * (page
423). Without such demonstration the opinion of an expert in handwriting is a
low order of testimony," &c. Neither of the two statements is binding
on this court. There was no request to charge the latter; and as to the former,
which was requested, we are at least clear that without the qualifying clause
of demonstration, the defendant was not entitled to have it charged. There was
in fact ample demonstration by the experts for the state; and plainly it was satisfactory
to the jury, to whose decision the judge properly left it. 22 C.J. 728; Com. v.
Williams, 105 Mass. 62, 68. We find no error in the refusal of the first
request.
Point XII also brings up refusals to charge, and is in
several subdivisions. The first deals with the charge on reasonable doubt. It
was fully and correctly charged. The present complaint is that the court did
not add a sentence contained in the opinion of the Supreme Court in State v.
Hadley, 113 N.J.L. 335, 337. The trial court in that case had charged that
"if the state has failed to prove its charges, and the defendants have
caused you to entertain and believe that such a doubt actually exists,"
&c. The Supreme Court naturally and properly said: "The duty was upon
the state to prove the defendants guilty beyond a reasonable doubt, and no duty
was cast upon the defendants to cause the jury to entertain a doubt as to their
guilt." But that was applicable and applied to that particular situation,
and the court was very far from holding that any proper charge on reasonable
doubt must include the latter phrase. The accredited formula was used in this
case and no such addition was called for.
As to venue. There were six requests said to have been
refused.
No. 1.
No evidence that the murder was committed in Hunterdon. This is not supported
by the record.
No. 2. Presumption of death in Mercer. This was charged.
No. 3. That the presumption was not rebutted. That
question was for the jury.
No. 4. No evidence of a felonious striking in Hunterdon.
There was such evidence.
No. 6.
No evidence of completed murder in Hunterdon. This was not required, in view of
section 59 of the Criminal Procedure act, supra.
No. 10.
If death occurred in Mercer and it ensued from commission of burglary in
Hunterdon, acquit. This was properly refused as death in Mercer could have
ensued from a felonious striking in Hunterdon.
No. 8.
"No evidence that defendant committed or attempted to commit
burglary," &c. There was evidence, as already pointed out.
No. 5.
No evidence of premeditated murder, and (15) no evidence of murder in any
degree. The brief says on this point:
The argument as to the necessity of
charging these requests is that since there was no proof of the commission of
the crime of burglary, the only remaining proposition for the consideration of
the jury was whether or not a murder had been committed other than one ensuring
from the commission of a felony. In such a situation it was of course important
that the degree of murder be charged under this indictment.
The
answer is that by the statute in this state (Comp. Stat., p. 1832, § 36) there
is no need to specify degrees in murder indictments. The argument fails with
the statement of its object.
No. 19,
presumption of good character. Request: "A presumption of good character
always exists as to the defendant and may of itself be sufficient to raise a
reasonable doubt as to the defendant's guilt."
No authority is cited for this request, and we know of
none. Good character is not an issue until defendant makes it such. He may give
proof of good character, subject to rebuttal by the state. The state may not in
the first instance give proof of bad character; but in any event, the bad
character of defendant was fully proven by his own testimony on
crossexamination. We see no error in the refusal to charge this request.
No. 22. The request was that "if there is in the
mind of any juror a reasonable doubt of the defendant's guilt, fairly arising
from the evidence in the case, the juror has no right to consent to a verdict
of guilty in deference to or from respect to the other jurors' belief or
opinion. Such juror must stand by and abide by his own belief formed in his own
mind from the whole of the evidence in the case in which he believes, including
the testimony of the defendant."
This was
properly refused, as it seems to foreclose any persuasion of a juror by his
fellows. The jury are sent out for the very purpose of reaching an agreement;
and an individual juror may well conclude that he must be in error when he
finds eleven against him. The request was covered by the instruction, "I
am requested to charge and do charge that each juror must reach his own
judgment after discussion of the facts with his fellow jurors."
No. 24.
Request that from any number of theories of guilt and only one of innocence,
the jury should adopt the latter theory.
Our
reading of the colloquy between court and counsel indicates that any exception
prayed was withdrawn. No exception being sealed, it fails as such. It is not
contained in the causes for reversal. Moreover, it was fully charged in effect
so far as concerned circumstantial evidence.
Point XIII. The exclusion of the Tartell testimony. The
situation was this: A Mrs. Barr, cashier of a movie theatre, testified that on
November 26th, 1933, Hauptmann bought a forty-cent ticket and paid with a $5
bill folded three times so as to make eight sections. It was banked by the
theatre people with other money and the next day, November 27th, she had a
visit from a Lieutenant Finn of the police, who had the bill with him. She was
tested on cross as to identification, but nothing was said about Tartell by
name or otherwise, and Mrs. Barr was dismissed. Later, Tartell was called to
testify that he was a patron of the theatre, and that she had failed to
recognize him notwithstanding some controversy
about wrong change, or the like. We think that this was wholly irrelevant and
properly excluded. Not only had the witness been asked nothing about Tartell,
but there was no suggestion of her attention being called to him by such an
incident as a trebly folded bill which turned up next day in the hands of the
police.
Point
XIV. Refusal to strike out testimony of Kelly and Maish. The proposition is
that both were allowed to testify as experts and neither was qualified. Kelly, a state trooper, sworn, said he specialized
in identification. Had examined the ladder for finger and other marks; that he
placed it against the house in three sections but found no marks where the top
rested; that he tried again with two sections and found markings the width of
the ladder and one and one-half to two inches above the end when set in the
mudholes; the marks were "right with the ladder. Q. What kind of marks
were they? A. Ladder marks." Mr. Reilly moved to strike this answer out as
a conclusion. The motion was denied and exception taken. The witness went on to
testify that the marks were very plain -- a scraping mark in the white paint --
the gray of the stone showed through; also that there were white marks on the
top ends of the ladder - - "I would say paint."
The
objection was to a conclusion. It was not that Kelly had not been qualified as
an expert. Assuming the technical impropriety of the statement that they were
"ladder marks," the other testimony put the jury in a position to
form their own conclusion, and they had the ladder in evidence.
As to Maish. He had made the baby's thumb guard and said
it would not rust. On cross, his authority as an expert was seriously impaired;
but the testimony was in and was completed; the witness was dismissed, certain
exhibits were marked, the court adjourned for the day and reconvened next
morning after Maish had presumably gone home to Wyoming, Ohio, and then counsel
for the first time moved to strike the testimony out. The court denied the
motion on the merits. It is sufficient to say that it came too late. Moreover,
the motion made the next day was to strike out the Maish testimony in toto. Part of it was
clearly competent; and for that reason also the motion was properly denied.
Point XV, is that the ladder was improperly admitted in
evidence. The ladder was found near the Lindbergh house on the night of the
crime by Bornmann, a member of the state police. He turned it over to Kelly on
the spot. It was in the possession of Kelly, or Lamb, or Koehler from that time
forward. Lamb was an officer in the state police. Kelly was a trooper and was
particularly delegated to the care of that ladder, especially while it was in
Washington, where he saw it put in a safe every night and taken out every
morning. Koehler was the government expert. Slight changes were made, as that
for some reason a new piece was affixed and perhaps some nails were not the
same, the ladder having been taken apart for the purposes of examination. But
the ladder was substantially the same as when it was found, and so testified by
Kelly and by Bornmann.
All of the changes that had been made were described and
had been accounted for. As an exhibit, the ladder was sufficiently identified,
and its history was sufficiently shown to justify its admission. The claim that
it was not brought home to the defendant is without substance.
Point XVI. That the verdict was against the weight of
evidence.
Defendant's
argument on this point deals principally with the alleged lack of credible
evidence tending to show his presence at the scene of the crime on the day of
the kidnapping or at any other time.
It is maintained that the testimony of Rossiter, Whitted
and Hochmuth on this crucial issue was either willfully false or the product of
morbid or irresponsible minds; and that the trial judge laid undue stress
thereon to the great prejudice of defendant; that not a single readable
fingerprint was found in the nursery room or on any of the equipment therein,
or on the ladder, the chisel or any of the ransom notes; that, on the contrary,
Dr. Hudson, defendant's expert, found fingerprints but none of defendant's;
that the handwriting evidence was unreliable; that the testimony of the wood
expert, Koehler, was likewise unworthy of credit in the determination of an
issue so grave; that Colonel Lindbergh's Identification of the defendant by his
voice was entitled to little weight; that the evidence of the payment of the
ransom, and its possession by defendant, bore only upon the crime of extortion,
and that, in any event, the evidence that $2,790 of the ransom money was
deposited in the Federal Reserve Bank at the time the gold notes were called by
one "J. J. Faulkner," whose handwriting on the deposit slip was
concededly not that of Hauptmann, was a most persuasive circumstance; and that
the testimony of Condon and the remaining witnesses was on the whole of such a
character, in its material aspects, as not to furnish adequate ground for a
verdict of guilty.
Defendant's reply brief points out that the evidence of
Mrs. Lindbergh established that "friendly hands" lifted the child
from the crib; that "the safety pins still held the covers to the
mattress," and that "there was no bloodstains or evidence of haste,
anywhere." The query is put, "how did the kidnapper know that the
southeast window led into the nursery or that it was the only window in the
room that could not be locked?" And it is said that, with a
thirty-five-mile gale blowing, the defendant did the highly improbable thing of
"risking his life" on this frail ladder, and of placing "it
against the side of the house without leaving his trail imprinted in the soft
earth, climbed the ladder to next to the top rung forty-eight inches below the
window sill, and with his left hand opened the shutters in a thirty-five-mile
gale, raised the window without the use of a jimmy or instrument, entered the
room alone and obtained the baby." Attention is directed to the absence of
evidence of an "outcry or alarm" when the baby was lifted from the
crib and carried out the window, as alleged, and the fact that a stein resting
on the side of the window sill was not disturbed; that the gale did not disturb
the note left by the kidnapper; that the closed window and shutters found after
the kidnapping demonstrated that "it did not happen that way; that the
window was never opened or closed; that the baby never came out
of the window and certainly could not have met its death under that window or
in the room without leaving some indication somewhere showing where its skull
was fractured." Moreover, it is claimed that there was affirmative
credible evidence of an alibi both as regards the night of the commission of
the crime and the payment of the ransom money.
Our conclusion is that the verdict is not only not
contrary to the weight of the evidence, but one to which the evidence
inescapably led. And discarding the testimony of the witness classified as
irresponsible by the defendant, the result is the same. From three different
and, in the main, unrelated, sources the proofs point unerringly to guilt, viz., (a)
possession and use of the ransom money; (b) the handwriting of the ransom
notes; and (c) the wood used in the construction of the ladder.
(a)
Bills totalling $14,600 were found
hidden in defendant's home in the Bronx, New York, beneath the floor of the
garage, and in the rafters of the dwelling house. In a hidden recess in one of
the rafters containing some of the bills was found a small revolver. On a board
in a closet of the house was found, in defendant's handwriting, the address and
telephone number of Condon. And we have the return of the sleeping suit by the
man to whom the ransom money was eventually paid.
The explanation of the source of this money offered by
defendant was incredible, and we find not the slightest evidence to corroborate
it. The defendant's handling of the money makes clear his guilty connection
with the enterprise. He was without funds before the payment of the ransom
money, and in comparative poverty; he worked at his trade apparently, in the
light of his subsequent conduct, because it was his only means of livelihood.
After the payment of the money, he refrained from work entirely and speculated
in Wall Street on a comparatively large scale. His actions thereafter are
persuasive of guilt. It is clear his new found prosperity was evidenced long
before he says he found the money claimed to have been left by Fisch. It is
inconceivable that Fisch, if he had this money, would have left it in
defendant's custody in the manner claimed, particularly when he was planning to
leave for Germany on what seemed to be his last trip. He was afflicted with
tuberculosis and died shortly after returning to his homeland. From the
foregoing it is deducible, to a moral certainty beyond a reasonable doubt, that
he collected the ransom money, and was therefore the kidnapper, particularly in
view of --
(b) the identification of the
handwriting on all the ransom notes, including the one left on the window sill
of the nursery window, as that of Hauptmann. The peculiarities of expression
and spelling common to all these notes and admittedly genuine writings by Hauptmann.
It is likewise an inescapable inference that the writer of the ransom note on
the window sill entered the nursery and perpetrated the crime. Moreover, we
have the chisel found at the scene of the crime. It was of a size that is
ordinarily a part of a carpenter's tool chest, but was missing from Hauptmann's
set found in the Bronx home.
(c) Part of the wood used in the construction of the
ladder was taken from Hauptmann's Bronx home. It is significant that long
before Hauptmann's arrest, the wood, or part of it, was traced to a Bronx
lumber yard near his home by the expert Koehler. And there was evidence that
Hauptmann limped for some days after the kidnapping.
It is clear the ladder was used to reach the second
story. Colonel Lindbergh heard the sound of breaking wood that evening, and the
ladder was found broken. The witness Sweeny, by actual test, demonstrated that
the entry of the second story window and the descent therefrom with the child
could be accomplished with the ladder.
There is
no significance in the selection by the kidnapper of the unlocked southeast
window. The shutters, because of warping, could not be completely closed, and
it is fair to assume that the intruder selected this unlocked window by pure
chance, or when he found the other windows barred.
And the
claim that entry was not made through this window had nothing to support it.
Muddy footmarks were found on the window sill and nursery floor, and a suitcase
placed on the floor under the window. Footprints were found outside the window.
The
absence of defendant's fingerprints had no significance; it is clear that this
self-confessed and apparently experienced criminal would naturally guard
against the making of these tell-tale marks of his visit.
There
was much more evidence tending to establish his guilt. It was a circumstantial
case with the evidence pointing to guilt from so many directions as to leave no
room for a reasonable doubt.
But apart from this, for purposes of review, the element
of reasonable doubt is out of the case. The question now is, not whether there
was reasonable doubt, but whether, in the language of the statute (Pamph. L.
1921, p. 951) the verdict was against the weight of evidence. On that issue the
test is whether it is so clearly against the weight of evidence as to give rise
to the inference that it is result of mistake, passion, prejudice or
partiality. State v. Karpowitz, 98 N.J.L. 546; State v. Mosley, 102 Id. 94, 97;
State v. Von Der Linden, 105 Id. 618; State v. Treficanto, 106 Id. 344, 350. We
consider that the weight of evidence was with the state.
There
was an application to this court by defendant for a certiorari based partly on
allegation of diminution of the record, and partly on matters dehors the
record. This was in ten subdivisions indicated as A to J inclusive. A, B and C
asked for the opening by the attorney-general, the opening by the prosecutor to
the jury at the end of the evidence, and the final summing up by the
attorney-general. All these were printed and submitted, and have been duly
considered.
As to
the other matters this court in its discretion refused a certiorari, with rule
to take depositions in support of them. They are as follows:
D (1)
The daily presence in court of the father of the dead child. This fully appears
passim in the record, and Mr. Reilly in the
course of his summing up addressed Colonel Lindbergh by name. He was a witness
for the state, and liable to be recalled at any time. At no stage of the
proceedings was it suggested that his presence was detrimental to the
defendant.
(2) The
daily presence of "other prominent persons not connected with the case,
and their close proximity to the jury," &c. No names are mentioned,
and there is no suggestion of any action by the anonymous "prominent
persons." Such a vague claim merited no recognition, particularly as it is
elementary that the proceedings must be public.
(E) "The repeated outbursts of spectators in the court
room during sessions."
That
such outbursts should occur is not unusual at the trial of a case of great
public interest, and in a crowded court room. There is again no suggestion that
suitable measures to control it were not taken by the court. The printed book
shows that they were taken; and that for some at least of the outbursts
defendant's counsel were responsible; not to mention defendant himself.
(F) Confusion and disorder "reigning" in the
court room, viz., running about of messenger boys
and clerks employed by the press.
Without doubt there were messengers going to and fro.
Again, it was inevitable. The press and public were entitled to reports of the
daily happenings, and it was quite proper for the trial judge to afford
reasonable facilities for sending such reports. During the trial, the court
seems to have taken proper action of its own motion to preserve order, and to
have responded properly to any suggestions in that regard. No motion for
mistrial or for a new trial on this or any other ground is claimed to have been
made.
Under
paragraph F is repeated the allegation of "frequent exhibitions of
approval and censure or applause at the testimony of various witnesses."
This has already been discussed under (E).
(G) Stories carried in the press and radio broadcasts before
the trial and "conveyed to the general jury panel." If the result of
an important murder trial is to be nullified by newspaper stories and radio
broadcasts, few convictions would stand. In State v. Overton, 85 N.J.L. 287,
already cited on another point, we said, on the denial of a motion to adjourn
the trial because of a newspaper report: "Of course, a court cannot be put
in error by the mere publishing of newspaper reports. While it may be that in
cases of public excitement the possible effect of newspaper articles upon the
jury may justify the court in its discretion in adjourning a trial and
summoning another jury, it has never in this state been a ground of challenge
to a juror that he had read newspaper reports relating to the case, so long as
he declares his ability to consider the case on the evidence." In that
case there was a motion for a continuance before the trial really began. In
this, counsel go through the trial to the end without a suggestion of any such
motion, and make it after conviction, sentence, and writ of error. In the
Corrado case, 113 N.J.L. (at p. 61), already cited, there was an uproar in the
court, an assault, and a fainting spell. The trial went on without objection to
verdict and sentence. Three weeks after sentence the defendant asked a new
trial which was refused, and we held there was no abuse of discretion
"particularly as defendant was apparently willing to proceed with the
trial at the time and take his chances of a verdict." We see no merit here
on the face of things.
(H)
Failure to sequester the jury. The
petition contains certain specifications as to how the jury were handled by the
officers, where they were lodged and fed during the trial, and how they were
obliged to thread their way through a crowd at times. But it appears that they
were constantly kept together, were attended by four constables, that they
lodged on the third floor of the local hotel and exercised on the porch of the
second floor. The hotel is opposite the court house and entertained the public
generally including reporters. The jury took their meals in the main dining
room behind screens at the farthest point from the entrance door. There are
other allegations which will not be reproduced, as they are of the same general
character. Assuming the truth of all of them, the answer is again, that there
is nothing to show any complaint to the court at any time; and apart from that,
the law does not require that jurors be so isolated that they are out of all
sight and hearing. The necessary inference from the petition is that such
isolation should have been effected, in some way not clearly pointed out.
But it
is sufficient to cite the case of State v. Cucuel, 31 N.J.L. 249, as defining
clearly the rules to be followed in such case.
(I) Supplying meat and drink to the jury after they were
sent out. This seems universal in modern practice (16 C.J. 1073) by permission
of the court, which was presumably obtained, as it usually is.
(J) (1) Use of magnifying glass by the jury. We see no
more objection to this than to the use of eyeglasses by an individual juror.
(2) That the jury "were advised that if a verdict
was not rendered by a certain hour in the evening, the presiding judge would
leave the court house and they would not be able to render a verdict until the
following morning under any circumstances." We quote the language of the
petition. We can see nothing in this prejudicial either to the defendant or to
the state. The petition does not intimate who told them; presumably it was the
judge himself. If so, it was simply for their information, and so far as appears,
without the slightest intimation that they ought to find one way or the other,
or indeed at all. Everyone concerned in the trial, and particularly the jury,
knew from frequent colloquies during the protracted trial, that the judge lived
at Trenton between twenty and twenty-five miles away; that he came to
Flemington each morning, and returned each afternoon after adjournment of
court. At the termination of the charge the constables were sworn at
eleven-fourteen A.M.; and the jury retired to consider their verdict at
eleven-twenty-three A.M. There is nothing in the petition to show what the
"certain hour in the evening" was, nor at what hour the jury were
"advised" as claimed. It is suggested that this amounted to coercion;
but we can see no coercion. Taking the statements in the petition at face
value, the incident is precisely similar to what occurred in Berry v. People, 1
N.Y. Crim. Reports 43; in fact, the language used by the judge in that case was
even stronger; and the Court of Appeals held that it "could not be
construed as a threat of imprisonment or punishment." 77 N.Y, 588. The
facts are fully recited in the later case of People v. Sheldon, 156 N.Y. 268
(at p. 282). The court there said: "The decision of the court, therefore, was
that there had been no attempt at coercion, the language complained of not
being susceptible of a construction that would give it that effect to the
jury." In that case of People v. Sheldon, the court was distinguishing
between Berry v. People and the case then before it for decision.
But the
complete and final answer to these allegations of the petition is that they
come too late, several months after the trial, and when the case is under
review on writ of error.
The judgment of conviction is affirmed.
For
affirmance -- THE CHANCELLOR, CHIEF JUSTICE, PARKER, LLOYD, CASE, BODINE,
DONGES, HEHER, PERSKIE, VAN BUSKIRK, HETFIELD, DEAR, WELLS, JJ. 13.
For reversal -- None.
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